7. Sergio Morales, CFA believes he has found evidence his supervisor is engaged in
fraudulent activity concerning a client's account. When Morales confronts his supervisor,
he is told the client is fully aware of the issue. Later that day, Morales contacts the client
and upon disclosing his evidence, is told he should mind his own business. Concerned his
job is at risk, Morales provides his evidence, along with copies of the client's most recent
account statements, to a government whistle blower program. Morales is least likely to
have violated which of the following CFA Institute Standards of Professional Conduct?
A. Duties to Clients
B. Duties to Employers
C. Communication with Clients
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