13. Yao Tsang, CFA has a large percentage of his net worth invested in the Australian
mining company, Outback Mines, which he has held for many years. Tsang is in the
process of moving to a new employer where he is responsible for initiating research on
mining companies. Shortly after his move, Tsang is asked to complete a research report
on Outback. In order to meet the CFA Institute Standards of Professional Conduct
concerning his stock holding, which of the following actions is most appropriate for
Tsang to take?
A. Disclose his stock holding to his employer and to clients.
B. Sell his stock holdings to eliminate any potential conflict of interest.
C. Refuse to write the report and ask his employer to assign another analyst to complete
the analysis.
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