BARRY WOLF, THE MANAGER OF THE FUND THAT COLLAPSED, HAD PREVIOUSLY...

4. - CFA 2018 EXAM LEVEL 3 DA4387 LEVEL III CFA MOCK EXAM 2018 AFTERNOON A
CFA 2018 EXAM LEVEL 3 DA4387 LEVEL III CFA MOCK EXAM 2018 AFTERNOON A

4. Barry Wolf, the manager of the fund that collapsed, had previously been

disciplined by the regulator at a prior employer for not adhering to risk limits

imposed on the fund that they were running. While Epic Advisers was aware

of this, the investors in the fund were not.