QUESTIONS 1 THROUGH 18 RELATE TO ETHICAL AND PROFESSIONAL STANDARDS.

18. Neeraj Kohli, CFA, deputy treasurer for May College, manages the Student Scholarship Trust. Neeraj issued a Request for Proposal (RFP) for domestic equity managers. Pamela Peters, CFA, a good friend of Neeraj, introduces him to representatives from Capital Investments, who submitted a proposal. Neeraj selected Capital as a manager based on the firm’s excellent performance record. Shortly after the selection, Peters, who had outstanding performance as an equity manager with another firm, accepted a lucrative job with Capital. Which of the CFA Charter holders violated CFA Institute Standards of Professional Conduct? A. Both violated Standards B. Peters violated Standards C. Neither violated Standards