1. Tibor Figeczky, CFA, is an equity trader at Global Investment Bank (GB). Figeczky traded the
bank’s investment portfolio profitably for the past three years and earned significant bonuses
for his efforts. Subsequently, internal auditors of GB formally accused Figeczky of exceeding his
trading authority and engaging in unauthorized trades. According to the CFA Institute Code of
Ethics and Standards of Professional Conduct, Figeczky should most likely:
A. disclose the complaint to the CFA Institute.
B. refuse further bonuses until the issue is resolved.
C. request a temporary suspension of his CFA Institute membership.
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