WHICH OF THE FOLLOWING WOULD BE MOST EFFECTIVE TO PREVENT ANY VIOL...

4. - MOCK SAMPLE EXAM CFA LEVEL III MOCK EXAM QUESTIONS 2011
MOCK SAMPLE EXAM CFA LEVEL III MOCK EXAM QUESTIONS 2011
4. Which of the following would be most effective to prevent any violation of the Asset Manager Code as reflected in Akinyi’s Recommendation 3? A. “The Fund” only retains a minority shareholding in V2020. B. “The Fund” not participate in any of V2020’s private placements. C. Disclose to all clients the relationship between V2020 and “the Fund”.