11. A CFA charterholder agreed in writing with his former employer not to solicit
former clients for a period of one year after his termination. After he left his
former employer, he consulted with a lawyer about whether the agreement was
legally enforceable. The lawyer advised the charterholder that it was doubtful
that the agreement could be enforced, so the charterholder sent a marketing
brochure about his new firm to his former clients. According to the Standards of
Practice Handbook, which of the following statements is most accurate with
respect to the charterholder’s conduct?
A. The Standards do not apply to the charterholder’s conduct.
B. The Standards require the charterholder to comply with the agreement with
his former employer.
C. Because the charterholder relied upon the opinion of legal counsel, he did not
violate the Standards.
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