QUESTIONS 1 THROUGH 18 RELATE TO ETHICAL AND PROFESSIONAL STANDARDS.

13. Preeta Singh, a CFA Candidate, is an asset manager employed by a fund management company

managing very large segregated pension funds. In her spare time outside of working hours,

Singh likes to provide management-consulting services to small companies to help grow their

businesses, focusing on strategic planning. Singh is paid for the consulting services and has also

provided her employer information about these outside activities. Does Singh most likely violate

the CFA Code of Ethics with regard to Duties to Employers?

A. No.

B. Yes, with regard to loyalty.

C. Yes, with regard to additional compensation arrangements.