QUESTIONS 1 THROUGH 18 RELATE TO ETHICAL AND PROFESSIONAL STANDARDS.

1. Gabrielle Gabbe, CFA has been accused of professional misconduct by one of her

competitors. The allegations concern Gabbe's personal bankruptcy filing ten years ago

when she was a college student and had a large amount of medical bills she could not

pay. By not disclosing the bankruptcy filing to her clients, did Gabbe most likely violate

any CFA Institute Standards of Professional Conduct?

A. No.

B. Yes, related to Misconduct.

C. Yes, related to Misrepresentation.