RI LIN, CFA, IS A PORTFOLIO MANAGER WITH DYNASTY INVESTMENT MANAGEM...

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Ri Lin, CFA, is a portfolio manager with Dynasty Investment Management. Lin is performing research on Titan Mining for potential inclusion in his fund. Management at Titan is interested in having a well-known fund manager such as Lin as a shareholder. Titan pays for Lin to fly to a company retreat in Tokyo, where a brief introductory meeting is followed by attendance at a sporting event and then dinner at one of the city's top restaurants. Lin participates after disclosing the activities to Dynasty's compliance department. Which standard did Lin's actions most likely violate? A. Disclosures of Conflicts B. Independence and Objectivity C. Diligence and Reasonable Basis