13. Sallie Lewis, CFA, is a research analyst covering the mining industry. Along
with other analysts, Lewis visits the primary mine of Gold Rush Mines (GR).
During the visit, a major piece of equipment fails and Lewis overhears an
unidentified employee state that production will be stalled for six months. Lewis
immediately files a sell recommendation on GR without any additional research.
Has Lewis violated any CFA Institute Standards?
A. No.
B. Yes, with respect to diligence and reasonable basis.
C. Yes, with respect to material nonpublic information.
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