BTHE CODE AND STANDARDS DO NOT REQUIRE MEMBERS TO REPORT VIOLATIONS...

9) B

The Code and Standards do not require members to report violations to legal authorities, but such

disclosure may be prudent in certain circumstances. They do not require members to quit their jobs or to

persuade violators to cease illegal activities. They do require that members report the activities to the

appropriate person(s) in their own firm and disassociate themselves from the illegal actions.